Legal & Compliance

AML & KYC Policy

Last updated: April 2025 · Atlas Quant Systems Ltd.

6. KYC ONBOARDING FLOW (STEP-BY-STEP LEGAL DESIGN)

STEP 1 – ACCOUNT CREATION

User inputs: Name; Email; Password; ✔ Log: Timestamp; IP address; STEP 2 – ELIGIBILITY SCREEN (MANDATORY GATE).

User must confirm: Legal age; Technical setup; Trading account; Market data subscription; ✔ Checkbox required to proceed; STEP 3 – LEGAL ACCEPTANCE (CRITICAL STEP). Display: Terms of Service; Privacy Policy; Risk Disclosure.

User must check ALL: ToS acceptance; Risk acknowledgment; No refund agreement; Recording consent; Privacy consent; ✔ Store: Timestamp (UTC); ToS version; IP address; Device info; STEP 4 – KYC VERIFICATION. Collect: Government ID; Selfie verification; Via third-party provider; ✔ Store verification token (not raw data where possible); STEP 5 – PAYMENT & SUBSCRIPTION. User: Selects plan; Completes payment; ✔ Log: Payment confirmation ID; Subscription start date; STEP 6 – DEVICE BINDING. Capture: Machine ID; Device fingerprint. Enforce: 1 user = 1 device policy (or controlled limits); STEP 7 – ACCOUNT ACTIVATION.

Grant access only after: KYC approval; Payment confirmation; Legal acceptance; STEP 8 – AUDIT LOGGING (CRITICAL).

System must store: User ID; Timestamp (UTC); IP address; Device ID; ToS version accepted; Payment ID; FINAL NOTE (CRITICAL IMPLEMENTATION GAP MOST COMPANIES MISS).

If you do NOT: Log consent properly; Separate checkboxes; Store ToS version; Then:.

Your legal protection weakens significantly in disputes.

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